Closing Date: 7th July, 2024

Description:

About this role:
An American Multinational Financial Services Company is seeking an Associate Counsel to join the Wealth & Investment Management (WIM) section of the Wells Fargo Legal Department. The Associate Counsel will be on the WIM Client Relationship Group and provide operational and branch support on all aspects of WIM businesses.

In this role, you will:

Provide routine legal guidance on well-defined issues or claims against the Company, working under the direction of more senior counsel.
Conduct research on various legal matters, in support of more senior counsel.
Develop subject matter knowledge and risk assessment skill, and builds relationships with internal and external clients.
Monitor legal and regulatory changes, escalating issues to more senior members of the team as needed.
Collaborate within the department and across business and staff functions to address legal and risk issues in a manner consistent with the best interests of An American Multinational Financial Services Company.
Develop specialization within law while developing broader and deeper expertise.
Review issues, policies or procedures for which answers can be quickly obtained related to low-to-medium risk deliverables.
Receive direction from supervisor and exercise independent judgment while developing understanding of policies, procedures, specialization, and compliance requirements.

Required Qualifications, US:

6+ months of Law experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
Active State Bar membership or the equivalent in a country outside the United States

Desired Qualifications:

Prior experience with power of attorney documents, transfer on death accounts, non-disclosure agreement and trust and estate issues.
Prior experience supporting broker-dealer or bank operational areas on issues such as wire transfers, money movement, account documentation and transaction processing.
Experience with FINRA Form U5s and Rule 4530(a)(2).
Experience providing legal support regarding elder client issues
Practicing Attorney experience
Ability to research law and regulations and develop advice with respect to complex legal issues using public as well as company websites and databases.
Strong attention to detail and accuracy.
Experience working in a fast paced highly complex environment.
Excellent verbal, written, and interpersonal communication skills.
Ability to effectively organize and prioritize work while handling multiple matters.

Job Expectations:

Position will require onsite presence from any of the required locations listed below.
This position is not eligible for Visa sponsorship.
Relocation assistance is not available for this position
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.